Search results
Results from the Tech24 Deals Content Network
Securities Act of 1933. Liu v. Securities and Exchange Commission, 591 U.S. 71 (2020), is a US Supreme Court case related to disgorgement awards sought by the Securities and Exchange Commission (SEC) for fraudulent activities. The Court ruled in an 8–1 decision that such disgorgement awards can be awarded by the courts as equitable relief ...
In a press release, the SEC announced that it had sanctioned the firms for failures in their cybersecurity policies and procedures that allowed hackers to gain unauthorized access to cloud-based ...
In addition to the SEC’s new data breach disclosure rules, the regulator has also added a new line item called Item 106 to the Regulation S-K that will be included on a company’s annual Form ...
Securities fraud, also known as stock fraud and investment fraud, is a deceptive practice in the stock or commodities markets that induces investors to make purchase or sale decisions on the basis of false information. [ 1] [failed verification][ 2][ 3] The setups are generally made to result in monetary gain for the deceivers, and generally ...
The following list reflects major actions that the Enforcement Division of the United States Securities and Exchange Commission (SEC) brought in 2009–2012. The SEC is a federal agency of the United States. It holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and ...
3. Click on Account Settings at the top of the screen. 4. In the pop-up window, scroll down to the Manage section and click the Manage link to the right of the word Subscriptions. 5. Select the ...
The U.S. Securities and Exchange Commission ( SEC) is an independent agency of the United States federal government, created in the aftermath of the Wall Street Crash of 1929. [ 2][ 3][ 4] The primary purpose of the SEC is to enforce the law against market manipulation. [ 5][ 6]: 2. In addition to the Securities Exchange Act of 1934, which ...
You can find instant answers on our AOL Mail help page. Should you need additional assistance we have experts available around the clock at 800-730-2563.