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A court enjoined a former attorney from suing the new lover of her former boyfriend and colleague. [26] The Superior Court of Bergen New Jersey also issued an order against pro se litigation based on a number of lawsuits that were dismissed and a failure to provide income tax returns in case sanctions might issue. [27]
SEC Rule 10b5-1, codified at 17 CFR 240.10b5-1, was enacted as a regulation by the SEC in 2000. [ 11] The SEC stated that Rule 10b5-1 was enacted in order to resolve an unsettled issue over the definition of insider trading, [ 12] which is prohibited by SEC Rule 10b-5. In March 2023, in the first-ever indictment for insider trading based on an ...
Coinbase has requested that New York District Judge Katherine Polk Failla dismiss the suit because it alleges that cryptocurrencies aren’t under the jurisdiction of the SEC as shares in ...
Under the Noerr–Pennington doctrine, private entities are immune from liability under the antitrust laws for attempts to influence the passage or enforcement of laws, even if the laws they advocate for would have anticompetitive effects. [ 1] The doctrine is grounded in the First Amendment protection of political speech, and "upon a ...
The Securities Act of 1933 outlined a definition of the term "security," yet many experts rely on a U.S. Supreme Court case to determine if an investment product constitutes a security.
Securities and Exchange Commission v. Jarkesy (Docket No. 22-859) [1] was a case before the Supreme Court of the United States.In May 2022, the Court of Appeals for the Fifth Circuit held, under certain statutory provisions, the Securities and Exchange Commission's administrative adjudication of fraud claims without jury trials in their administrative proceedings with their own administrative ...
The case is In re Didi Global Inc Securities Litigation, U.S. District Court, Southern District of New York, No. 21-05807. (Reporting by Jonathan Stempel in New York; Editing by Bill Berkrot) Show ...
Securities regulation in the United States is the field of U.S. law that covers transactions and other dealings with securities. The term is usually understood to include both federal and state-level regulation by governmental regulatory agencies, but sometimes may also encompass listing requirements of exchanges like the New York Stock ...