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Earlier in his career, he was also a Director and Senior Institutional Sales Trader at Wachovia Securities (acquired by Wells Fargo), and a Principal Nasdaq Market Maker and Sales Trader at Banc of America Securities/Montgomery Securities. Mr. Mock began his career with Spear, Leeds and Kellogg (acquired by Goldman Sachs).
Citigroup Inc. or Citi (stylized as citi) is an American multinational investment bank and financial services company in New York City.The company was formed by the merger of Citicorp, the bank holding company for Citibank, and Travelers in 1998; Travelers was spun off from the company in 2002.
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Wells Fargo Securities was established in 2009 to house Wells Fargo's new capital markets group, which it obtained during the Wachovia acquisition. Prior to that point, Wells Fargo had little to no participation in investment banking activities, though Wachovia had a well-established investment banking practice which operated under the Wachovia ...
Capital One Financial Corporation is an American bank holding company founded on July 21, 1994 and specializing in credit cards, auto loans, banking, and savings accounts, headquartered in Tysons, Virginia with operations primarily in the United States. [2]
In August 2012, the SEC charged Wells Fargo for improperly selling asset-backed commercial paper (ABCP) structured with high-risk mortgage-backed securities and collateralized debt obligations (CDOs) to municipalities, non-profit institutions, and other customers, almost exclusively upon the basis of their credit ratings. [103]
Reputational damage is the loss to financial capital, social capital and/or market share resulting from damage to a firm's reputation. This is often measured in lost revenue, increased operating, capital or regulatory costs, or destruction of shareholder value. [1]
Tales of Wells Fargo is an American Western television series starring Dale Robertson in 201 episodes that aired from 1957 to 1962 on NBC. Produced by Revue Productions , the series aired in a half-hour format until its final season, when it expanded to a full hour and switched from black-and-white to color .