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Company Search. Find registration statements, periodic reports, and other forms by typing the name or ticker symbol of a company (CIK lookup info) (confidential treatment orders) (SEC correspondence with issuers)
Report on Administrative Proceedings For the Period October 1, 2023, through March 31, 2024 (PDF) Special Studies. April 26, 2024. 2023 Registered Fund Statistics Report (PDF) Select SEC and Market Data. April 10, 2024. FY23 Annual No FEAR Act Report to Congress (PDF) Annual Reports. March 22, 2024.
Corporate reports are a treasure trove of information for investors: they tell you whether a company is making money or losing money and why. You'll find this information in the company's quarterly reports on Form 10-Q, annual reports (with audited financial statements) on Form 10-K, and periodic reports of significant events on Form 8-K.
2023 Small Business Forum Report (PDF) Annual Reports. June 30, 2023. Semi-Annual Report to Congress Regarding Public and Internal Use of Machine-Readable Data for Corporate Disclosures (June 2023) (PDF) Annual Reports. June 29, 2023. FY24 OIAD Report On Objectives (PDF) Annual Reports. April 14, 2023.
Filings & Forms. All companies, foreign and domestic, are required to file registration statements, periodic reports, and other forms electronically through EDGAR.
Annual and Quarterly Reports. SEC rules require your company to file annual reports on Form 10-K and quarterly reports on Form 10-Q with the SEC on an ongoing basis. These reports require much of the same information about the company as is required in a registration statement for a public offering. Your company’s CEO and CFO must certify the ...
The final rules add new Item 27A to Form N-1A, which specifies the design and content of funds’ annual and semi-annual reports. The scope of the new shareholder report requirements will, in general, limit the information that a fund may include in the shareholder report to that information that is required or permitted in new Item 27A.
If you want to follow or invest in a U.S. public company, you can find a wealth of information in the company’s annual reports on Form 10-K and quarterly reports on Form 10-Q. Among other things, the 10-K and 10-Q offer a detailed picture of a company’s business, the risks it faces, and the operating and financial results for the fiscal ...
Annual/semi-annual shareholder reports – Describes how the fund has operated and includes the fund’s holdings and financial statements. The annual report also discusses market conditions and investment strategies that significantly affected the fund’s performance during its last fiscal year. DEF 14A
Submit Filings. The Electronic Data Gathering, Analysis and Retrieval (EDGAR) system is the primary way for companies and individuals to submit filings to the SEC in accord with the federal securities laws. EDGAR is available to accept filings from 6 a.m. to 10 p.m. ET weekdays (except federal holidays). Filings made outside of these times are ...